FFFS 2016:23

Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues

In force from 2016-11-01 , amending FFFS 2007:17

Summary

Finansinspektionen amends the regulations regarding owner, owner management and management suitability assessments. Under the new regulations, legal and natural persons shall provide information about all sanction decisions that have targeted them, including decisions that are more than ten years old. The time limitation that was previously included has been removed in the new regulations. The information about the sanction decisions is submitted in the forms for owner, owner management and management suitability assessments that are appendices to e.g. FI's regulations (FFFS 2007:17) governing operations on trading venues.

The new regulations enter into force on 1 November 2016.

Documents

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