Date | Authorization |
---|---|
Denmark | |
1997-01-09 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-05 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2019-03-05 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-03-05 | Foreign exchange services where these are connected to the provision of investment services |
2019-03-05 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-03-05 | Services related to underwriting |
2019-03-05 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2019-03-05 | Reception and transmission of orders in relation to one or more financial instruments |
2019-03-05 | Execution of orders on behalf of clients |
2019-03-05 | Dealing on own account |
2019-03-05 | Discretionary portfolio management in respect of financial instruments |
2019-03-05 | Investment advice to customers regarding financial instruments |
2019-03-05 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-03-05 | Placing of financial instruments without a firm commitment basis |
2019-03-05 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-03-05 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
France | |
1997-01-31 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1997-01-31 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1997-01-31 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-11-12 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-11-12 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-04-29 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-04-29 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2011-04-29 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2014-12-10 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Foreign exchange services where these are connected to the provision of investment services |
2019-02-27 | Services related to underwriting |
2019-02-27 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-27 | Execution of orders on behalf of clients |
2019-02-27 | Dealing on own account |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-02-27 | Placing of financial instruments without a firm commitment basis |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Finland | |
1998-02-05 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1998-05-12 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-11-12 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-11-12 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-05 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2019-03-05 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-03-05 | Foreign exchange services where these are connected to the provision of investment services |
2019-03-05 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-03-05 | Services related to underwriting |
2019-03-05 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2019-03-05 | Reception and transmission of orders in relation to one or more financial instruments |
2019-03-05 | Execution of orders on behalf of clients |
2019-03-05 | Dealing on own account |
2019-03-05 | Discretionary portfolio management in respect of financial instruments |
2019-03-05 | Investment advice to customers regarding financial instruments |
2019-03-05 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-03-05 | Placing of financial instruments without a firm commitment basis |
2019-03-05 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-03-05 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Netherlands | |
1998-06-22 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-11-12 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-11-12 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Services related to underwriting |
2019-02-27 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-27 | Execution of orders on behalf of clients |
2019-02-27 | Dealing on own account |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-02-27 | Placing of financial instruments without a firm commitment basis |
2019-02-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Foreign exchange services where these are connected to the provision of investment services |
2020-01-02 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2020-01-02 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
Italy | |
1999-04-21 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-23 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-23 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-23 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-23 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-23 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-09-08 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2013-08-23 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-28 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-28 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-28 | Services related to underwriting |
2019-02-28 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-28 | Execution of orders on behalf of clients |
2019-02-28 | Dealing on own account |
2019-02-28 | Discretionary portfolio management in respect of financial instruments |
2019-02-28 | Investment advice to customers regarding financial instruments |
2019-02-28 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-02-28 | Placing of financial instruments without a firm commitment basis |
2019-02-28 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-28 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-28 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-28 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2021-10-01 | Reception and transmission of orders in relation to one or more financial instruments |
2021-10-01 | Execution of orders on behalf of clients |
2021-10-01 | Portfolio management |
2021-10-01 | Investment advice |
2021-10-01 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2021-10-01 | Foreign exchange services where these are connected to the provision of investment services |
2021-10-01 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2021-10-01 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2021-10-01 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Belgium | |
2003-06-24 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2005-07-21 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-04 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-03-04 | Foreign exchange services where these are connected to the provision of investment services |
2019-03-04 | Services related to underwriting |
2019-03-04 | Reception and transmission of orders in relation to one or more financial instruments |
2019-03-04 | Execution of orders on behalf of clients |
2019-03-04 | Dealing on own account |
2019-03-04 | Discretionary portfolio management in respect of financial instruments |
2019-03-04 | Investment advice to customers regarding financial instruments |
2019-03-04 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-03-04 | Placing of financial instruments without a firm commitment basis |
2019-03-04 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2020-01-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Spain | |
2005-06-03 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-01-23 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-04-26 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-04-26 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-03-05 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-05 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-03-05 | Services related to underwriting |
2019-03-05 | Reception and transmission of orders in relation to one or more financial instruments |
2019-03-05 | Execution of orders on behalf of clients |
2019-03-05 | Dealing on own account |
2019-03-05 | Discretionary portfolio management in respect of financial instruments |
2019-03-05 | Investment advice to customers regarding financial instruments |
2019-03-05 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-03-05 | Placing of financial instruments without a firm commitment basis |
2019-03-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Foreign exchange services where these are connected to the provision of investment services |
2020-01-02 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Portugal | |
2005-07-21 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2006-05-08 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-03-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2018-03-27 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2018-03-27 | Foreign exchange services where these are connected to the provision of investment services |
2018-03-27 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2018-03-27 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2018-03-27 | Reception and transmission of orders in relation to one or more financial instruments |
2018-03-27 | Execution of orders on behalf of clients |
2018-03-27 | Discretionary portfolio management in respect of financial instruments |
2018-03-27 | Investment advice to customers regarding financial instruments |
2018-03-27 | Placing of financial instruments without a firm commitment basis |
2018-03-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-03-27 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-03-27 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2018-03-27 | Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4.Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-03-27 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-03-27 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Dealing on own account |
2019-03-04 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Germany | |
2006-04-27 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-11-12 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-05-24 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-05-24 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2014-06-12 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2014-06-12 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2014-06-12 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-11-09 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2017-11-09 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2017-11-09 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2017-11-09 | Foreign exchange services where these are connected to the provision of investment services |
2017-11-09 | Services related to underwriting |
2017-11-09 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2017-11-09 | Reception and transmission of orders in relation to one or more financial instruments |
2017-11-09 | Execution of orders on behalf of clients |
2017-11-09 | Dealing on own account |
2017-11-09 | Discretionary portfolio management in respect of financial instruments |
2017-11-09 | Investment advice to customers regarding financial instruments |
2017-11-09 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2017-11-09 | Placing of financial instruments without a firm commitment basis |
2017-11-09 | Money broking. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-11-09 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-11-09 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-11-09 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Estonia | |
2007-03-09 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-07-11 | Reception and transmission of orders in relation to one or more financial instruments |
2008-07-11 | Execution of orders on behalf of clients |
2008-07-11 | Dealing on own account |
2008-07-11 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2009-12-08 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Foreign exchange services where these are connected to the provision of investment services |
2019-02-27 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-02-27 | Services related to underwriting |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-02-27 | Placing of financial instruments without a firm commitment basis |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Latvia | |
2007-03-09 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-07-11 | Reception and transmission of orders in relation to one or more financial instruments |
2008-07-11 | Execution of orders on behalf of clients |
2008-07-11 | Dealing on own account |
2008-07-11 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Foreign exchange services where these are connected to the provision of investment services |
2019-02-27 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-02-27 | Services related to underwriting |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-02-27 | Placing of financial instruments without a firm commitment basis |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Poland | |
2007-03-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2007-03-15 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2007-03-15 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2012-09-03 | Foreign exchange services where these are connected to the provision of investment services |
2012-09-03 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2012-09-03 | Execution of orders on behalf of clients |
2012-09-03 | Dealing on own account |
2016-08-23 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-08-23 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2016-08-23 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-04 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-03-04 | Reception and transmission of orders in relation to one or more financial instruments |
2019-03-04 | Investment advice to customers regarding financial instruments |
2019-03-04 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Portfolio management |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Lithuania | |
2007-11-08 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2008-07-11 | Reception and transmission of orders in relation to one or more financial instruments |
2008-07-11 | Execution of orders on behalf of clients |
2008-07-11 | Dealing on own account |
2008-07-11 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-08 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Foreign exchange services where these are connected to the provision of investment services |
2019-02-27 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-02-27 | Services related to underwriting |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-02-27 | Placing of financial instruments without a firm commitment basis |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Ireland | |
2009-07-09 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2009-07-09 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2009-07-09 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2009-07-09 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Foreign exchange services where these are connected to the provision of investment services |
2019-02-27 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-27 | Execution of orders on behalf of clients |
2019-02-27 | Dealing on own account |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Cyprus | |
2009-08-19 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2009-08-19 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2009-08-19 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2009-08-19 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-04 | Reception and transmission of orders in relation to one or more financial instruments |
2019-03-04 | Execution of orders on behalf of clients |
2019-03-04 | Dealing on own account |
2019-03-04 | Discretionary portfolio management in respect of financial instruments |
2019-03-04 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Slovakia | |
2010-06-17 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2014-07-03 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2014-07-03 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-03-04 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-04 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Austria | |
2011-04-28 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-04-28 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-04-28 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-03-04 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-03-04 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-03-04 | Foreign exchange services where these are connected to the provision of investment services |
2019-03-04 | Services related to underwriting |
2019-03-04 | Reception and transmission of orders in relation to one or more financial instruments |
2019-03-04 | Execution of orders on behalf of clients |
2019-03-04 | Dealing on own account |
2019-03-04 | Discretionary portfolio management in respect of financial instruments |
2019-03-04 | Investment advice to customers regarding financial instruments |
2019-03-04 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-03-04 | Placing of financial instruments without a firm commitment basis |
2019-03-04 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-03-04 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Luxembourg | |
2011-07-06 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-07-06 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2011-09-08 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Services related to underwriting |
2019-02-27 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-27 | Execution of orders on behalf of clients |
2019-02-27 | Dealing on own account |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Hungary | |
2015-10-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2015-10-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2015-10-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-27 | Execution of orders on behalf of clients |
2019-02-27 | Dealing on own account |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Greece | |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Island | |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Foreign exchange services where these are connected to the provision of investment services |
2019-02-27 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-02-27 | Services related to underwriting |
2019-02-27 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-27 | Execution of orders on behalf of clients |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-02-27 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Liechtenstein | |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Malta | |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Reception and transmission of orders in relation to one or more financial instruments |
2020-01-02 | Execution of orders on behalf of clients |
2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2020-01-02 | Foreign exchange services where these are connected to the provision of investment services |
2020-01-02 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2020-01-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Norway | |
2019-02-27 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2019-02-27 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
2019-02-27 | Foreign exchange services where these are connected to the provision of investment services |
2019-02-27 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2019-02-27 | Services related to underwriting |
2019-02-27 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
2019-02-27 | Reception and transmission of orders in relation to one or more financial instruments |
2019-02-27 | Execution of orders on behalf of clients |
2019-02-27 | Dealing on own account |
2019-02-27 | Discretionary portfolio management in respect of financial instruments |
2019-02-27 | Investment advice to customers regarding financial instruments |
2019-02-27 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2019-02-27 | Placing of financial instruments without a firm commitment basis |
2019-02-27 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2019-02-27 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2019-02-27 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2023-06-15 | Ia) The life insurance referred to in points (a)(i), (ii) and (iii) of Article 2(3) Solvency 2 Directive excluding those referred to in II and III (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | Ib) Insurance issued as a supplement to insurance under Ia) (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | III. The insurance referred to in points (a)(i) and (ii) of Article 2(3) Solvency 2 Directive, which are linked to investment funds (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
2023-06-15 | IV. Permanent health insurance, referred to in point (a)(iv) of Article 2(3) Solvency 2 Directive (direct) [Chapter 2 Section 12 of the Insurance Business Act (2010:2043)] |
Romania | |
2021-03-18 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |