Date | Authorization |
---|---|
France | |
1998-10-20 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1998-10-20 | Credit reference services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1998-10-20 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1998-10-20 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1998-10-20 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
1998-10-20 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
1998-10-20 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-20 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-20 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-20 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-20 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2004-04-20 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Italy | |
2004-04-20 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2005-11-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2005-11-15 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Island | |
2007-03-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Estonia | |
2007-07-23 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2007-07-23 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-02-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-02-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2020-02-01 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Norway | |
2011-06-10 | Reception and transmission of orders in relation to one or more financial instruments |
2011-06-10 | Execution of orders on behalf of clients |
2011-06-10 | Dealing on own account |
2011-06-10 | Investment advice to customers regarding financial instruments |
2017-01-01 | Foreign exchange services where these are connected to the provision of investment services |
2017-01-01 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2017-01-01 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Spain | |
2011-06-28 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-06-28 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-06-28 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2011-06-28 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Netherlands | |
2015-05-01 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
2015-05-01 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
2015-05-01 | Foreign exchange services where these are connected to the provision of investment services |
2015-05-01 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2015-05-01 | Reception and transmission of orders in relation to one or more financial instruments |
2015-05-01 | Dealing on own account |
2015-05-01 | Investment advice to customers regarding financial instruments |
2015-05-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2015-05-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2015-05-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2015-05-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2015-05-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Denmark | |
2016-10-19 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-10-19 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-10-19 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-10-19 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-10-19 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-10-19 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Austria | |
2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-06-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-06-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-06-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2017-06-01 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-06-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-06-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-06-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-06-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-12-01 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Germany | |
2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-10-13 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-10-13 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2020-10-13 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Greece | |
2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Liechtenstein | |
2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Luxembourg | |
2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-12-01 | Execution of orders on behalf of clients |
2018-12-01 | Dealing on own account |
2018-12-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-12-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-12-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2018-12-01 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-12-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-12-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-12-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2018-12-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Belgium | |
2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
2016-11-24 | Placing of financial instruments without a firm commitment basis |
2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Finland | |
2017-01-01 | Foreign exchange services where these are connected to the provision of investment services |
2017-01-01 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
2017-01-01 | Reception and transmission of orders in relation to one or more financial instruments |
2017-01-01 | Execution of orders on behalf of clients |
2017-01-01 | Dealing on own account |
2017-01-01 | Investment advice to customers regarding financial instruments |
2017-01-01 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2017-01-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Latvia | |
2020-01-15 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-15 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2020-01-15 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Lithuania | |
2020-01-15 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
2020-01-15 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
2020-01-15 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
Poland | |
2021-09-24 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |