A stable, well-functioning financial market for allA stable, well-functioning financial market for allCompany register
Our company register contains the names of companies and persons authorised to offer financial services. The register also contains names of financial institutions and deposit companies that are registered with us but are not subject to our supervision. Individuals with protected identity are not included in the register.
Swedbank AB
Cross border services
| Date | Authorization |
|---|---|
| Norway | |
| 1996-12-03 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1996-12-03 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-09-21 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-09-21 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-09-21 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-09-21 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-09-21 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-09-21 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Investment advice |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2023-06-22 | Services related to underwriting |
| 2023-06-22 | Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4.Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Finland | |
| 1998-06-16 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2012-11-26 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2012-11-26 | Foreign exchange services where these are connected to the provision of investment services |
| 2012-11-26 | Services related to underwriting |
| 2012-11-26 | Reception and transmission of orders in relation to one or more financial instruments |
| 2012-11-26 | Execution of orders on behalf of clients |
| 2012-11-26 | Dealing on own account |
| 2012-11-26 | Investment advice to customers regarding financial instruments |
| 2012-11-26 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2012-11-26 | Placing of financial instruments without a firm commitment basis |
| 2012-11-26 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2012-11-26 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2012-11-26 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2012-11-26 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2012-11-26 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Investment advice |
| 2023-06-22 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2023-06-22 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Germany | |
| 1998-08-17 | Money broking. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-08-17 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-08-17 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-08-17 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-02-19 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2020-02-19 | Foreign exchange services where these are connected to the provision of investment services |
| 2020-02-19 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2020-02-19 | Services related to underwriting |
| 2020-02-19 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
| 2020-02-19 | Reception and transmission of orders in relation to one or more financial instruments |
| 2020-02-19 | Execution of orders on behalf of clients |
| 2020-02-19 | Dealing on own account |
| 2020-02-19 | Investment advice to customers regarding financial instruments |
| 2020-02-19 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2020-02-19 | Placing of financial instruments without a firm commitment basis |
| 2020-02-19 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Island | |
| 2006-01-31 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Denmark | |
| 2006-10-26 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2006-10-26 | Execution of orders on behalf of clients |
| 2006-10-26 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-08-20 | Reception and transmission of orders in relation to one or more financial instruments |
| 2014-11-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2023-06-22 | Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4.Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Estonia | |
| 2007-07-20 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2007-07-20 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2007-07-20 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2021-03-05 | Reception and transmission of orders in relation to one or more financial instruments |
| 2021-03-05 | Execution of orders on behalf of clients |
| 2021-03-05 | Dealing on own account |
| 2021-03-05 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2021-03-05 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment advice |
| 2023-06-22 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2023-06-22 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Lithuania | |
| 2007-07-20 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2007-07-20 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2007-07-20 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Investment advice |
| 2023-06-22 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Latvia | |
| 2007-07-20 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2007-07-20 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2007-07-20 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2014-11-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Foreign exchange services where these are connected to the provision of investment services |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Belgium | |
| 2011-12-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| France | |
| 2011-12-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2015-06-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-02-12 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2020-02-19 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2020-02-19 | Foreign exchange services where these are connected to the provision of investment services |
| 2020-02-19 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2020-02-19 | Services related to underwriting |
| 2020-02-19 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
| 2020-02-19 | Reception and transmission of orders in relation to one or more financial instruments |
| 2020-02-19 | Execution of orders on behalf of clients |
| 2020-02-19 | Dealing on own account |
| 2020-02-19 | Investment advice to customers regarding financial instruments |
| 2020-02-19 | Placing of financial instruments without a firm commitment basis |
| 2020-02-19 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Ireland | |
| 2011-12-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-02-19 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2020-02-19 | Foreign exchange services where these are connected to the provision of investment services |
| 2020-02-19 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2020-02-19 | Services related to underwriting |
| 2020-02-19 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
| 2020-02-19 | Reception and transmission of orders in relation to one or more financial instruments |
| 2020-02-19 | Execution of orders on behalf of clients |
| 2020-02-19 | Dealing on own account |
| 2020-02-19 | Investment advice to customers regarding financial instruments |
| 2020-02-19 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2020-02-19 | Placing of financial instruments without a firm commitment basis |
| 2020-02-19 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Luxembourg | |
| 2011-12-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2023-06-22 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2023-06-22 | Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4.Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Netherlands | |
| 2011-12-05 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-12-05 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-02-19 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2020-02-19 | Foreign exchange services where these are connected to the provision of investment services |
| 2020-02-19 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2020-02-19 | Services related to underwriting |
| 2020-02-19 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
| 2020-02-19 | Reception and transmission of orders in relation to one or more financial instruments |
| 2020-02-19 | Execution of orders on behalf of clients |
| 2020-02-19 | Dealing on own account |
| 2020-02-19 | Investment advice to customers regarding financial instruments |
| 2020-02-19 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2020-02-19 | Placing of financial instruments without a firm commitment basis |
| 2020-02-19 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2023-06-22 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2023-06-22 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| Poland | |
| 2014-11-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Portugal | |
| 2015-06-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Austria | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-02-15 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-02-15 | Execution of orders on behalf of clients |
| 2023-02-15 | Dealing on own account |
| 2023-02-15 | Foreign exchange services where these are connected to the provision of investment services |
| 2023-02-15 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Bulgaria | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Cyprus | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Investment advice |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Czech Republic | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2021-01-15 | Reception and transmission of orders in relation to one or more financial instruments |
| 2021-01-15 | Execution of orders on behalf of clients |
| 2021-01-15 | Dealing on own account |
| 2021-01-15 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2021-01-15 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Spain | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-02-19 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2020-02-19 | Foreign exchange services where these are connected to the provision of investment services |
| 2020-02-19 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2020-02-19 | Services related to underwriting |
| 2020-02-19 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
| 2020-02-19 | Reception and transmission of orders in relation to one or more financial instruments |
| 2020-02-19 | Execution of orders on behalf of clients |
| 2020-02-19 | Dealing on own account |
| 2020-02-19 | Investment advice to customers regarding financial instruments |
| 2020-02-19 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2020-02-19 | Placing of financial instruments without a firm commitment basis |
| 2020-02-19 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-19 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Greece | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| Croatia | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Hungary | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Italy | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2017-05-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2023-06-22 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Liechtenstein | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Malta | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| 2023-06-22 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Romania | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-06-22 | Execution of orders on behalf of clients |
| 2023-06-22 | Dealing on own account |
| 2023-06-22 | Placing of financial instruments without a firm commitment basis |
| Slovenia | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-02-15 | Reception and transmission of orders in relation to one or more financial instruments |
| 2023-02-15 | Execution of orders on behalf of clients |
| 2023-02-15 | Dealing on own account |
| 2023-02-15 | Foreign exchange services where these are connected to the provision of investment services |
| Slovakia | |
| 2017-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2023-02-15 | Execution of orders on behalf of clients |
| 2023-02-15 | Dealing on own account |
| 2023-02-15 | Foreign exchange services where these are connected to the provision of investment services |
