| Date | Authorization |
|---|---|
| France | |
| 1998-10-20 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-10-20 | Credit reference services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-10-20 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-10-20 | Financial leasing. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-10-20 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 1998-10-20 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 1998-10-20 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2004-04-20 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2004-04-20 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2004-04-20 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2004-04-20 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2004-04-20 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Italy | |
| 2004-04-20 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2005-11-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2005-11-15 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Island | |
| 2007-03-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Estonia | |
| 2007-07-23 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2007-07-23 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-02-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-02-01 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Norway | |
| 2011-06-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2011-06-10 | Execution of orders on behalf of clients |
| 2011-06-10 | Dealing on own account |
| 2011-06-10 | Investment advice to customers regarding financial instruments |
| 2017-01-01 | Foreign exchange services where these are connected to the provision of investment services |
| 2017-01-01 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2017-01-01 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Spain | |
| 2011-06-28 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-06-28 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-06-28 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2011-06-28 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Netherlands | |
| 2015-05-01 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2015-05-01 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2015-05-01 | Foreign exchange services where these are connected to the provision of investment services |
| 2015-05-01 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2015-05-01 | Reception and transmission of orders in relation to one or more financial instruments |
| 2015-05-01 | Dealing on own account |
| 2015-05-01 | Investment advice to customers regarding financial instruments |
| 2015-05-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2015-05-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2015-05-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2015-05-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2015-05-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Denmark | |
| 2016-10-19 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-10-19 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-10-19 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-10-19 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-10-19 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-10-19 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Austria | |
| 2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-06-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-06-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-06-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2017-06-01 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-06-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-06-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-06-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-06-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-12-01 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Germany | |
| 2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-10-13 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-10-13 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-10-13 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Greece | |
| 2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Liechtenstein | |
| 2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Luxembourg | |
| 2016-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2018-12-01 | Execution of orders on behalf of clients |
| 2018-12-01 | Dealing on own account |
| 2018-12-01 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2018-12-01 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2018-12-01 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2018-12-01 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2018-12-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2018-12-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2018-12-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2018-12-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Belgium | |
| 2016-11-24 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2016-11-24 | Placing of financial instruments without a firm commitment basis |
| 2016-11-24 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Finland | |
| 2017-01-01 | Foreign exchange services where these are connected to the provision of investment services |
| 2017-01-01 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2017-01-01 | Reception and transmission of orders in relation to one or more financial instruments |
| 2017-01-01 | Execution of orders on behalf of clients |
| 2017-01-01 | Dealing on own account |
| 2017-01-01 | Investment advice to customers regarding financial instruments |
| 2017-01-01 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2017-01-01 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Lithuania | |
| 2020-01-15 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-15 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-01-15 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Latvia | |
| 2020-01-15 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-15 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-15 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-01-15 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Poland | |
| 2021-09-24 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2025-05-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |