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Your search for "Commission on Financial & Securities Compliance" resulted in 531 hits
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:11) regarding measures against money laundering and terrorist financing
- Bank
- Insurance
- Markets
- Banking and lending services
- Payment services
- Stock exchanges and clearing
- Electronic money
- Funds
- Insurance undertakings
- Insurance intermediaries
- Securities institutions
Section 1a An undertaking that does not appoint an anti-money-laundering compliance officer pursuant
- Allmänna råd om ersättningspolicy i börser
- Markets
- Stock exchanges and clearing
Kontrollfunktion: En funktion för riskhantering, regelefterlevnad (compliance), internrevision eller
- Regulations amending Finansinspektionen’s regulations (FFFS 2016:16) regarding amortisation of loans collateralised by residential property
- Bank
- Banking and lending services
. _______________ These regulations shall enter into force on 1 September 2024.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Securities institutions
- Occupational Pension Companies
The amendments enter into force on 5 July 2023. Amendment 2023:9 … conglomerates; decided on 20 June 2023.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … Issued bonds and other interest-bearing securities are reported under other financial liabilities.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:8) regarding insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … their solvency and financial condition and repealing Implementing Regulation (EU) 2015/2452. ___
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:8) on certain consumer-credit related operations
- Bank
- Markets
- Banking and lending services
- Securities institutions
- Other
The amendments enter into force on 18 July 2023. Amendment 2023:16 … regulations (FFFS 2023:12) regarding ownership, ownership management and management assessment in certain financial
- Finansinspektionen’s general guidelines on credits in consumer relationships
- Bank
- Markets
- Banking and lending services
- Payment services
- Electronic money
- Securities institutions
- Other
sufficient information on the financial circumstances of each of the borrowers.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:1) regarding information concerning interest rates on housing loans
- Bank
- Markets
- Banking and lending services
- Securities institutions
The amendments enter into force on 1 September 2023. Amendment 2023:19 … DANIEL BARR Anna Hult FFFS 2023:19 Published on 27 June 2023
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:22) regarding position limits
- Markets
- Stock exchanges and clearing
- Securities institutions
limit for new and less liquid agricultural commodity derivatives in accordance with Article 17(1) of Commission … Section 2 For commodity derivatives referred to in Article 17(1) of Commission Delegated Regulation
- Föreskrifter om ändring i Finansinspektionens föreskrifter och allmänna råd (FFFS 2015:13) om tillsynsrapportering för försäkringsrörelse
- Insurance
- Insurance undertakings
Emittentens sektor enligt ENS 2010 redovisas för de tillgångar som redovisas utan ISIN-kod (International Securities
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
The amendments enter into force on 1 July 2023. Amendment 2023:11 … . _______________ These regulations shall enter into force on 01 July 2023.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments enter into force on 1 July 2023. Amendment 2023:10 … Personal transactions: trade in a financial instrument which is conducted by a relevant person or on
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:19 … a durable medium other than paper or a website, the provisions set out in Article 38 of Commission
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:18 … a website are set out in Article 38 of Commission Directive (EU) No. 583/2010.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2016:29) regarding mortgage lending business
- Bank
- Banking and lending services
- Other
The amendments enter into force on 18 July 2023. Amendment 2023:17 … undertakings. _______________ These regulations shall enter into force on 18 July 2023.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:49) regarding institutions for electronic money and registered issuers
- Bank
- Banking and lending services
- Electronic money
The amendments enter into force on 18 July 2023. Amendment 2023:15
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2010:3) regarding payment institutions and registered payment service providers
- Bank
- Banking and lending services
- Payment services
The amendments enter into force on 18 July 2023. Amendment 2023:14 … shall be submitted for this person. _______________ These regulations shall enter into force on
- Finansinspektionen’s general guidelines on authorisation for credit institutions outside the EEA to establish a branch in Sweden and for Swedish credit institutions to establish a branch outside the EEA
- Bank
- Banking and lending services
year, FFFS 2023:18 Published on 27 June 2023 FFFS 2023:18 2 7. consolidated financial
- Finansinspektionen's regulations regarding ownership, ownership management and management assessment in credit institutions.
- Bank
- Banking and lending services
Instead, what applies for the time of authorisation is the Commission Delegated Regulation (EU) 2022/ … of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission
- Finansinspektionen's Regulations regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
See the Appendix Checklist on the last page of the form.
- Finansinspektionens föreskrifter om ägar-, ägarlednings- och ledningsprövning i kreditinstitut
- Bank
- Banking and lending services
finansiering av terrorism överensstämmer med rekommendationer från arbetsgruppen för finansiella åtgärder, Financial
- Föreskrifter om ändring i Finansinspektionens föreskrifter (FFFS 2013:9) om värdepappersfonder
- Markets
- Funds
Kontrollfunktion: Ett fondbolags funktion eller funktioner för riskhantering, regelefterlevnad (compliance
- Finansinspektionen’s regulations regarding protective security
- Bank
- Insurance
- Markets
- Stability
- Banking and lending services
- Payment services
- Stock exchanges and clearing
- Electronic money
- Insurance undertakings
- Pension foundations
- Public companies and their owners
- Securities institutions
- Occupational Pension Companies
- Protective security
The regulations enter into force on 1 December 2022. … section 6 of the Protective Security Act (2018:585) to Finansinspektionen using the form provided on
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:21 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:22 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
- Bank
- Markets
- Banking and lending services
- Securities institutions
The amendments enter into force on 1 January 2023. Amendment 2022:23 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:8) regarding insurance business
- Insurance
- Insurance undertakings
The amendments enter into force on 1 January 2023. Amendment 2022:24 … provisions regarding insurance business that supplement the Insurance Business Act (2010:2043) and Commission
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
The amendments enter into force on 1 January 2023. Amendment 2022:25 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
- Bank
- Markets
- Banking and lending services
- Funds
- Insurance intermediaries
- Securities institutions
The amendments enter into force on 1 January 2023. Amendment 2022:26 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
Shows 531 hits on "Commission on Financial & Securities Compliance"
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:11) regarding measures against money laundering and terrorist financing
- Bank
- Insurance
- Markets
- Banking and lending services
- Payment services
- Stock exchanges and clearing
- Electronic money
- Funds
- Insurance undertakings
- Insurance intermediaries
- Securities institutions
Section 1a An undertaking that does not appoint an anti-money-laundering compliance officer pursuant
- Allmänna råd om ersättningspolicy i börser
- Markets
- Stock exchanges and clearing
Kontrollfunktion: En funktion för riskhantering, regelefterlevnad (compliance), internrevision eller
- Regulations amending Finansinspektionen’s regulations (FFFS 2016:16) regarding amortisation of loans collateralised by residential property
- Bank
- Banking and lending services
. _______________ These regulations shall enter into force on 1 September 2024.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Securities institutions
- Occupational Pension Companies
The amendments enter into force on 5 July 2023. Amendment 2023:9 … conglomerates; decided on 20 June 2023.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … Issued bonds and other interest-bearing securities are reported under other financial liabilities.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:8) regarding insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … their solvency and financial condition and repealing Implementing Regulation (EU) 2015/2452. ___
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:8) on certain consumer-credit related operations
- Bank
- Markets
- Banking and lending services
- Securities institutions
- Other
The amendments enter into force on 18 July 2023. Amendment 2023:16 … regulations (FFFS 2023:12) regarding ownership, ownership management and management assessment in certain financial
- Finansinspektionen’s general guidelines on credits in consumer relationships
- Bank
- Markets
- Banking and lending services
- Payment services
- Electronic money
- Securities institutions
- Other
sufficient information on the financial circumstances of each of the borrowers.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:1) regarding information concerning interest rates on housing loans
- Bank
- Markets
- Banking and lending services
- Securities institutions
The amendments enter into force on 1 September 2023. Amendment 2023:19 … DANIEL BARR Anna Hult FFFS 2023:19 Published on 27 June 2023
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:22) regarding position limits
- Markets
- Stock exchanges and clearing
- Securities institutions
limit for new and less liquid agricultural commodity derivatives in accordance with Article 17(1) of Commission … Section 2 For commodity derivatives referred to in Article 17(1) of Commission Delegated Regulation
- Föreskrifter om ändring i Finansinspektionens föreskrifter och allmänna råd (FFFS 2015:13) om tillsynsrapportering för försäkringsrörelse
- Insurance
- Insurance undertakings
Emittentens sektor enligt ENS 2010 redovisas för de tillgångar som redovisas utan ISIN-kod (International Securities
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
The amendments enter into force on 1 July 2023. Amendment 2023:11 … . _______________ These regulations shall enter into force on 01 July 2023.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments enter into force on 1 July 2023. Amendment 2023:10 … Personal transactions: trade in a financial instrument which is conducted by a relevant person or on
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:19 … a durable medium other than paper or a website, the provisions set out in Article 38 of Commission
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:18 … a website are set out in Article 38 of Commission Directive (EU) No. 583/2010.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2016:29) regarding mortgage lending business
- Bank
- Banking and lending services
- Other
The amendments enter into force on 18 July 2023. Amendment 2023:17 … undertakings. _______________ These regulations shall enter into force on 18 July 2023.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:49) regarding institutions for electronic money and registered issuers
- Bank
- Banking and lending services
- Electronic money
The amendments enter into force on 18 July 2023. Amendment 2023:15
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2010:3) regarding payment institutions and registered payment service providers
- Bank
- Banking and lending services
- Payment services
The amendments enter into force on 18 July 2023. Amendment 2023:14 … shall be submitted for this person. _______________ These regulations shall enter into force on
- Finansinspektionen’s general guidelines on authorisation for credit institutions outside the EEA to establish a branch in Sweden and for Swedish credit institutions to establish a branch outside the EEA
- Bank
- Banking and lending services
year, FFFS 2023:18 Published on 27 June 2023 FFFS 2023:18 2 7. consolidated financial
- Finansinspektionen's regulations regarding ownership, ownership management and management assessment in credit institutions.
- Bank
- Banking and lending services
Instead, what applies for the time of authorisation is the Commission Delegated Regulation (EU) 2022/ … of the Council, and repealing Directive 2005/60/EC of the European Parliament and of the Council and Commission
- Finansinspektionen's Regulations regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
See the Appendix Checklist on the last page of the form.
- Finansinspektionens föreskrifter om ägar-, ägarlednings- och ledningsprövning i kreditinstitut
- Bank
- Banking and lending services
finansiering av terrorism överensstämmer med rekommendationer från arbetsgruppen för finansiella åtgärder, Financial
- Föreskrifter om ändring i Finansinspektionens föreskrifter (FFFS 2013:9) om värdepappersfonder
- Markets
- Funds
Kontrollfunktion: Ett fondbolags funktion eller funktioner för riskhantering, regelefterlevnad (compliance
- Finansinspektionen’s regulations regarding protective security
- Bank
- Insurance
- Markets
- Stability
- Banking and lending services
- Payment services
- Stock exchanges and clearing
- Electronic money
- Insurance undertakings
- Pension foundations
- Public companies and their owners
- Securities institutions
- Occupational Pension Companies
- Protective security
The regulations enter into force on 1 December 2022. … section 6 of the Protective Security Act (2018:585) to Finansinspektionen using the form provided on
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:21 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
The amendments enter into force on 1 January 2023. Amendment 2022:22 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
- Bank
- Markets
- Banking and lending services
- Securities institutions
The amendments enter into force on 1 January 2023. Amendment 2022:23 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:8) regarding insurance business
- Insurance
- Insurance undertakings
The amendments enter into force on 1 January 2023. Amendment 2022:24 … provisions regarding insurance business that supplement the Insurance Business Act (2010:2043) and Commission
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
The amendments enter into force on 1 January 2023. Amendment 2022:25 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
- Bank
- Markets
- Banking and lending services
- Funds
- Insurance intermediaries
- Securities institutions
The amendments enter into force on 1 January 2023. Amendment 2022:26 … prescribes pursuant to section 2, points 1 and 5 of the Supplemental Provisions for the EU Regulation on
