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Your search for "Charterhouse Wealth Management" resulted in 217 hits
- Finansinspektionen's regulations regarding ownership, ownership management and management assessment in credit institutions.
- Bank
- Banking and lending services
and management assessments. … If the acquirer is a sovereign wealth fund, the application shall contain the following: – the name
- Finansinspektionen's Regulations regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
and management assessments. … and management assessment.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2010:3) regarding payment institutions and registered payment service providers
- Bank
- Banking and lending services
- Payment services
References to applicable regulations regarding ownership, ownership management and management assessments … and management assessment in certain financial undertakings.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:49) regarding institutions for electronic money and registered issuers
- Bank
- Banking and lending services
- Electronic money
References to applicable regulations regarding ownership, ownership management and management assessments
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2016:29) regarding mortgage lending business
- Bank
- Banking and lending services
- Other
References to applicable regulations regarding ownership, ownership management and management assessments … Section 3 As part of the assessment of an undertaking’s management/senior management, information and
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:8) on certain consumer-credit related operations
- Bank
- Markets
- Banking and lending services
- Securities institutions
- Other
References to applicable regulations regarding ownership, ownership management and management assessments … and management assessment in certain financial undertakings.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments apply to Swedish management companies and foreign management companies that manage UCITS … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
Finansinspektionen has also decided on amendments to the owner, owner management and management suitability … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
This item is reported less operating expenses for asset management and property management.
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
- Bank
- Markets
- Banking and lending services
- Funds
- Insurance intermediaries
- Securities institutions
portfolio management of financial instruments and ancillary services.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
These amendment regulations apply to Swedish management companies. … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
They entail that Swedish fund management companies and foreign fund management companies shall submit … Chapter 1 Section 2 A foreign management company authorised to manage a Swedish UCITS pursuant to
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The regulatory amendments apply to foreign UCITS and foreign management companies. … Describe the planned operations, the planned services and the risk management system the Swedish management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments refer to Swedish UCITS and entail that Swedish management companies and foreign management … Chapter 2 Section 91 In its business plan, a Swedish management company shall provide a prognosis
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
Finansinspektionen's regulations (FFFS 2022:20) regarding a pan-European personal pension product Swedish management … Section 4 For Swedish management companies that are PEPP providers or PEPP distributors pursuant
- General guidelines repealing Finansinspektionen’s general guidelines (FFFS 2000:10) on the management of market and liquidity risks in credit institutions and investment firms
- Bank
- Markets
- Banking and lending services
- Securities institutions
Finansinspektionen's general guidelines on the management of market and liquidity risks in credit institutions … 1 General guidelines repealing Finansinspektionen’s general guidelines (FFFS 2000:10) on the management
- Finansinspektionen’s general guidelines on authorisation for credit institutions outside the EEA to establish a branch in Sweden and for Swedish credit institutions to establish a branch outside the EEA
- Bank
- Banking and lending services
Risk management The business plan should contain a description of the manner in which the undertaking
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
According to FI's regulations regarding UCITS (UCITS regulations), Swedish fund management companies … Chapter 22 Section 3 A Swedish management company that as part of its operations gives advice to
- Regulations amending Finansinspektionen's regulations (FFFS 2010:7) regarding the management and disclosure of liquidity risks for credit institutions and investment firms
- Bank
- Markets
- Banking and lending services
- Securities institutions
law. 1 Regulations amending Finansinspektionen's regulations (FFFS 2010:7) regarding the management
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
- Bank
- Markets
- Banking and lending services
- Funds
- Insurance intermediaries
- Securities institutions
being made: Introduction of new provisions regarding general organisational requirements, risk management … Risk management Section 7 A securities company, in its risk management in accordance with Chapter
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
section 2 of Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
The provisions regarding management suitability assessments for suppliers of data reporting services … organisation and their owners shall submit to Finansinspektionen in conjunction with an ownership or a management
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions
- Bank
- Markets
- Banking and lending services
- Securities institutions
, controls and reporting procedures that constitute a framework for the undertaking’s risk management
- Finansinspektionen’s regulations and general guidelines on the obligation of credit institutions conducting business through branches in Sweden to report certain information
- Bank
- Banking and lending services
This information includes own funds, assets, number of customers and risk management arrangements. … branch, 4. the deposit protection arrangements available to depositors in the branch, 5. the risk management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The provision on how Swedish management companies must calculate overhead costs is repealed since the … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management
- Finansinspektionen’s regulations and general guidelines regarding the Swedish Pensions Agency's insurance activities in the premium pension system
- Bank
- Other
This item is reported less operating expenses for asset management and property management. 4.11
- Regulations amending Finansinspektionen’s Regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
and management suitability assessments. … Reputation of management 8.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The key investor information document shall always be available on the Swedish management company’s
Shows 217 hits on "Charterhouse Wealth Management"
- Finansinspektionen's regulations regarding ownership, ownership management and management assessment in credit institutions.
- Bank
- Banking and lending services
and management assessments. … If the acquirer is a sovereign wealth fund, the application shall contain the following: – the name
- Finansinspektionen's Regulations regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
and management assessments. … and management assessment.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2010:3) regarding payment institutions and registered payment service providers
- Bank
- Banking and lending services
- Payment services
References to applicable regulations regarding ownership, ownership management and management assessments … and management assessment in certain financial undertakings.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:49) regarding institutions for electronic money and registered issuers
- Bank
- Banking and lending services
- Electronic money
References to applicable regulations regarding ownership, ownership management and management assessments
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2016:29) regarding mortgage lending business
- Bank
- Banking and lending services
- Other
References to applicable regulations regarding ownership, ownership management and management assessments … Section 3 As part of the assessment of an undertaking’s management/senior management, information and
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:8) on certain consumer-credit related operations
- Bank
- Markets
- Banking and lending services
- Securities institutions
- Other
References to applicable regulations regarding ownership, ownership management and management assessments … and management assessment in certain financial undertakings.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments apply to Swedish management companies and foreign management companies that manage UCITS … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
Finansinspektionen has also decided on amendments to the owner, owner management and management suitability … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
This item is reported less operating expenses for asset management and property management.
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
- Bank
- Markets
- Banking and lending services
- Funds
- Insurance intermediaries
- Securities institutions
portfolio management of financial instruments and ancillary services.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
These amendment regulations apply to Swedish management companies. … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
They entail that Swedish fund management companies and foreign fund management companies shall submit … Chapter 1 Section 2 A foreign management company authorised to manage a Swedish UCITS pursuant to
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The regulatory amendments apply to foreign UCITS and foreign management companies. … Describe the planned operations, the planned services and the risk management system the Swedish management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments refer to Swedish UCITS and entail that Swedish management companies and foreign management … Chapter 2 Section 91 In its business plan, a Swedish management company shall provide a prognosis
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
Finansinspektionen's regulations (FFFS 2022:20) regarding a pan-European personal pension product Swedish management … Section 4 For Swedish management companies that are PEPP providers or PEPP distributors pursuant
- General guidelines repealing Finansinspektionen’s general guidelines (FFFS 2000:10) on the management of market and liquidity risks in credit institutions and investment firms
- Bank
- Markets
- Banking and lending services
- Securities institutions
Finansinspektionen's general guidelines on the management of market and liquidity risks in credit institutions … 1 General guidelines repealing Finansinspektionen’s general guidelines (FFFS 2000:10) on the management
- Finansinspektionen’s general guidelines on authorisation for credit institutions outside the EEA to establish a branch in Sweden and for Swedish credit institutions to establish a branch outside the EEA
- Bank
- Banking and lending services
Risk management The business plan should contain a description of the manner in which the undertaking
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
According to FI's regulations regarding UCITS (UCITS regulations), Swedish fund management companies … Chapter 22 Section 3 A Swedish management company that as part of its operations gives advice to
- Regulations amending Finansinspektionen's regulations (FFFS 2010:7) regarding the management and disclosure of liquidity risks for credit institutions and investment firms
- Bank
- Markets
- Banking and lending services
- Securities institutions
law. 1 Regulations amending Finansinspektionen's regulations (FFFS 2010:7) regarding the management
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
- Bank
- Markets
- Banking and lending services
- Funds
- Insurance intermediaries
- Securities institutions
being made: Introduction of new provisions regarding general organisational requirements, risk management … Risk management Section 7 A securities company, in its risk management in accordance with Chapter
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
section 2 of Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
The provisions regarding management suitability assessments for suppliers of data reporting services … organisation and their owners shall submit to Finansinspektionen in conjunction with an ownership or a management
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions
- Bank
- Markets
- Banking and lending services
- Securities institutions
, controls and reporting procedures that constitute a framework for the undertaking’s risk management
- Finansinspektionen’s regulations and general guidelines on the obligation of credit institutions conducting business through branches in Sweden to report certain information
- Bank
- Banking and lending services
This information includes own funds, assets, number of customers and risk management arrangements. … branch, 4. the deposit protection arrangements available to depositors in the branch, 5. the risk management
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The provision on how Swedish management companies must calculate overhead costs is repealed since the … Employees in strategic management positions: Employees other than senior management who have management
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management
- Finansinspektionen’s regulations and general guidelines regarding the Swedish Pensions Agency's insurance activities in the premium pension system
- Bank
- Other
This item is reported less operating expenses for asset management and property management. 4.11
- Regulations amending Finansinspektionen’s Regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
and management suitability assessments. … Reputation of management 8.
- Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The key investor information document shall always be available on the Swedish management company’s
