FFFS 2014:16
Regulations amending Finansinspektionen's regulations (FFFS 2007:16) regarding securities business
Summary
FI is implementing some of the Capital Requirement Directive's regulations on corporate governance and risk management, including requirements on application at group level and requirements on the establishment of a risk committee in significant undertakings. Undertakings shall also have a diversity policy and a recovery plan. Undertakings shall also set aside sufficient resources to train board members. The amendments enter into force on 2 August 2014. Amendment 2014:16