You can search for one or several words.
As you type a word into the Search field, a list of up to ten automatic suggestions will appear.
If you are searching for several words, the search results that are shown contain all of the words in the search. For example, consumer protection on the financial market will generate hits that contain all six words, and not necessarily in that order.
If you would like to search for a specific phrase, use quotation marks. For example, type "consumer protection on the financial market" and you will see hits that only have this exact phrase.
You can narrow the results of your search by filtering the terms/tags that are shown in the column to the right. The number of hits for each term/tag are shown in parentheses.
If you want to take away the filter, simply remove the check from the box.
Search results are sorted by Relevance, which means that the term you searched for can be found early and/or often in the results. You may instead opt to sort by Date, which means that the results will be sorted in descending order by the date of publication.
A maximum of 30 hits will be shown in the search results. To see more, click Show more at the bottom of the page.
It is not possible to search for words that contain some special characters, for example words that have an apostrophe ('). If you would like to search for a word that contains an apostrophe, you will need to use the * character. To search, for example, for the phrase "A Hard Day's Night", type instead "A Hard Day* Night".
Published 2024-07-09 - Av artiklarna 5 5 European Securities and Markets
Published 2024-07-08 - Commission Delegated Regulation (EU) 2017/5658 mentions specifically normal trading patterns for financial
Published 2024-06-20 - AA har dömts av Stockholms tingsrätt att betala en sanktionsavgift för marknadsmanipulation. Finansinspektionen hade utfärdat ett sanktionsföreläggande som AA…
Published 2024-06-20 - Han har ett investeringssparkonto hos Pareto Securities.
Published 2024-06-19 - trading in financial instruments on Nasdaq Stockholm's regulated market in violation of Chapter 13,
Published 2024-06-19 - Finansinspektionen (FI) ger Loomis Sverige (Loomis) en anmärkning och en sanktionsavgift på 40 miljoner kronor för överträdelser av centrala delar av…
Published 2024-06-18 - A strategic report on the use of cash by criminal groups as a facilitator for money laundering, 2015
Published 2023-12-13 - FI has investigated Aros Kapital's compliance in a number of areas, such as Aros' credit risk management
Published 2023-12-13 - Finansinspektionen har beslutat att ge Aros Kapital en varning och en sanktionsavgift på 45 miljoner kronor.
Published 2023-12-12 - kreditriskföreskrifterna). 26 Jfr EBA:s riktlinjer om kunder med inbördes anknytning s. 6 (Guidelines on
Published 2023-05-26 - My Change is a registered currency exchanger pursuant to section 2 of the Certain Financial Operations
Published 2023-05-26 - 5 January 2022 into My Change’s compliance with the Anti-Money Laundering Act.
Published 2023-03-30 - system and, by extension, a risk of an adverse impact on financial stability.
Published 2023-03-15 - regulations and internal procedures and processes in conjunction with an IT-related incident that occurred on
Published 2023-02-23 - Vad bolaget har anfört om ”intern compliance” och om införande, tillämpning och upprätt- hållande
Published 2022-12-22 - insynsregister och kan inte sälja per 13:33 EVP of Communications STARBREEZE STUDIOS Mobile& on
Published 2022-12-21 - Monsun AS ska betala en sanktionsavgift på 85 000 kr för att för sent ha anmält transaktioner med aktier i ContextVision AB i till Finansinspektionen.
Published 2022-12-21 - FI dnr 21-1843 Summary in English By a decision made on
Published 2022-12-14 - Länsförsäkringar Bank has been deficient in its compliance with the anti-money laundering regulations … The investigation shows that Länsförsäkringar Bank has been deficient in its compliance with the anti-money
Published 2022-12-12 - Av The European Securities and Markets Authorities (ESMA) MAR Review Report kan uttolkas att externt
Published 2022-12-12 - Av The European Securities and Markets Authorities (ESMA) MAR Review Report kan uttolkas att externt
Published 2022-11-30 - om ESMA-riktlinjerna ändrar inte den 3 Committee on
Published 2022-11-30 - utan utifrån innehållet i MAR samt uttalandena från Europeiska värdepappersmyndigheten (European Securities
Published 2022-11-18 - the consideration of the interests of its customers when a tied agent has provided investment advice on
Published 2022-11-18 - SIP Nordic Fondkommission AB (SIP Nordic) får en varning och ska betala en sanktionsavgift på 6,7 miljoner kronor.
Beslut: Varning och sanktionsavgift - SIP Nordic Fondkommission AB
Published 2022-11-17 - och mål”. 4 Se fråga 10 under avsnitt ”Suitability and appropriateness” Questions and answers on
Published 2022-11-16 - the company) has authorisation to conduct fund operations and discretionary portfolio management of financial
Published 2022-11-10 - sätt att bostadsrättsföreningar konsolideras under produktionsfasen i enlighet med International Financial
Published 2022-10-06 - skicka beslutet med delgivningskvitto per e-post till bolagets styrelseordförande, vd och head of compliance
Published 2022-09-23 - Enligt The European Securities and Markets Authority (ESMA) är syftet med rapporteringsskyldigheten
Published 2024-07-09 - Av artiklarna 5 5 European Securities and Markets
Published 2024-07-08 - Commission Delegated Regulation (EU) 2017/5658 mentions specifically normal trading patterns for financial
Published 2024-06-20 - AA har dömts av Stockholms tingsrätt att betala en sanktionsavgift för marknadsmanipulation. Finansinspektionen hade utfärdat ett sanktionsföreläggande som AA…
Published 2024-06-20 - Han har ett investeringssparkonto hos Pareto Securities.
Published 2024-06-19 - trading in financial instruments on Nasdaq Stockholm's regulated market in violation of Chapter 13,
Published 2024-06-19 - Finansinspektionen (FI) ger Loomis Sverige (Loomis) en anmärkning och en sanktionsavgift på 40 miljoner kronor för överträdelser av centrala delar av…
Published 2024-06-18 - A strategic report on the use of cash by criminal groups as a facilitator for money laundering, 2015
Published 2023-12-13 - FI has investigated Aros Kapital's compliance in a number of areas, such as Aros' credit risk management
Published 2023-12-13 - Finansinspektionen har beslutat att ge Aros Kapital en varning och en sanktionsavgift på 45 miljoner kronor.
Published 2023-12-12 - kreditriskföreskrifterna). 26 Jfr EBA:s riktlinjer om kunder med inbördes anknytning s. 6 (Guidelines on
Published 2023-05-26 - My Change is a registered currency exchanger pursuant to section 2 of the Certain Financial Operations
Published 2023-05-26 - 5 January 2022 into My Change’s compliance with the Anti-Money Laundering Act.
Published 2023-03-30 - system and, by extension, a risk of an adverse impact on financial stability.
Published 2023-03-15 - regulations and internal procedures and processes in conjunction with an IT-related incident that occurred on
Published 2023-02-23 - Vad bolaget har anfört om ”intern compliance” och om införande, tillämpning och upprätt- hållande
Published 2022-12-22 - insynsregister och kan inte sälja per 13:33 EVP of Communications STARBREEZE STUDIOS Mobile& on
Published 2022-12-21 - Monsun AS ska betala en sanktionsavgift på 85 000 kr för att för sent ha anmält transaktioner med aktier i ContextVision AB i till Finansinspektionen.
Published 2022-12-21 - FI dnr 21-1843 Summary in English By a decision made on
Published 2022-12-14 - Länsförsäkringar Bank has been deficient in its compliance with the anti-money laundering regulations … The investigation shows that Länsförsäkringar Bank has been deficient in its compliance with the anti-money
Published 2022-12-12 - Av The European Securities and Markets Authorities (ESMA) MAR Review Report kan uttolkas att externt
Published 2022-12-12 - Av The European Securities and Markets Authorities (ESMA) MAR Review Report kan uttolkas att externt
Published 2022-11-30 - om ESMA-riktlinjerna ändrar inte den 3 Committee on
Published 2022-11-30 - utan utifrån innehållet i MAR samt uttalandena från Europeiska värdepappersmyndigheten (European Securities
Published 2022-11-18 - the consideration of the interests of its customers when a tied agent has provided investment advice on
Published 2022-11-18 - SIP Nordic Fondkommission AB (SIP Nordic) får en varning och ska betala en sanktionsavgift på 6,7 miljoner kronor.
Beslut: Varning och sanktionsavgift - SIP Nordic Fondkommission AB
Published 2022-11-17 - och mål”. 4 Se fråga 10 under avsnitt ”Suitability and appropriateness” Questions and answers on
Published 2022-11-16 - the company) has authorisation to conduct fund operations and discretionary portfolio management of financial
Published 2022-11-10 - sätt att bostadsrättsföreningar konsolideras under produktionsfasen i enlighet med International Financial
Published 2022-10-06 - skicka beslutet med delgivningskvitto per e-post till bolagets styrelseordförande, vd och head of compliance
Published 2022-09-23 - Enligt The European Securities and Markets Authority (ESMA) är syftet med rapporteringsskyldigheten