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Published 2024-06-20 - Finansinspektionen har undersökt om Nasdaq Stockholm överträtt 13 kap. 3 § lagen om värdepappersmarknaden (LV). Detta mot bakgrund av att Nasdaq tagit upp ett…
Published 2024-06-20 - FI har undersökt om Nasdaq Stockholm AB överträtt artikel 16.1 i marknadsmissbruksförordningen. Detta mot bakgrund av utebliven rapportering till FI…
Published 2023-12-14 - FI ska undersöka hur Garantum Wealth Management PB säkerställer att de tar tillvara konsumenters intressen … Garantum Wealth Management PB AB Varför gör vi denna undersökning?
Published 2023-09-28 - Finansinspektionen ska undersöka Coeli Asset Managements identifiering och hantering av intressekonflikter … Startdatum: 2023-09-27 Företaget som undersöks Coeli Asset Management AB Varför gör vi denna
Published 2022-02-18 - beslut-ria-paymen-institution-20-15061.pdf
Published 2021-05-31 - The aim of the investigation in respect of Nasdaq Clearing’s risk management was to establish whether
Published 2021-05-18 - FI har avslutat en undersökning om Nasdaq Clearings riskhantering.
Beslut: Undersökning om riskhantering i Nasdaq Clearing AB
Decision: Investigation concerning risk management in Nasdaq Clearing AB (in English)
Published 2024-06-20 - Finansinspektionen har undersökt om Nasdaq Stockholm överträtt 13 kap. 3 § lagen om värdepappersmarknaden (LV). Detta mot bakgrund av att Nasdaq tagit upp ett…
Published 2024-06-20 - FI har undersökt om Nasdaq Stockholm AB överträtt artikel 16.1 i marknadsmissbruksförordningen. Detta mot bakgrund av utebliven rapportering till FI…
Published 2023-12-14 - FI ska undersöka hur Garantum Wealth Management PB säkerställer att de tar tillvara konsumenters intressen … Garantum Wealth Management PB AB Varför gör vi denna undersökning?
Published 2023-09-28 - Finansinspektionen ska undersöka Coeli Asset Managements identifiering och hantering av intressekonflikter … Startdatum: 2023-09-27 Företaget som undersöks Coeli Asset Management AB Varför gör vi denna
Published 2022-02-18 - beslut-ria-paymen-institution-20-15061.pdf
Published 2021-05-31 - The aim of the investigation in respect of Nasdaq Clearing’s risk management was to establish whether
Published 2021-05-18 - FI har avslutat en undersökning om Nasdaq Clearings riskhantering.
Beslut: Undersökning om riskhantering i Nasdaq Clearing AB
Decision: Investigation concerning risk management in Nasdaq Clearing AB (in English)