Financial firms

2020

SEB receives remark and administrative fine of SEK 1 billion

SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

JAK Medlemsbank receives a remark and an administrative fine

Finansinspektionen is issuing JAK Medlemsbank (516401-9969) a remark. JAK Medlemsbank must also pay an administrative fine of SEK 1.6 million.

Withdrawn authorisation for Exceed Capital Sverige AB

Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary services, authorisation to conduct insurance distribution, and authorisation to be registered as a manager of fund units.

Skandia Liv receives a warning and an administrative fine

2020-04-22 | Sanctions Insurance

Skandia, ömsesidigt (Skandia Liv ) receives a warning and must pay an administrative fine of SEK 35 million.

Swedbank receives a warning and an administrative fine of SEK 4 billion

Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

2016

Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

2016-12-13 | Sanctions

Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

2016-12-13 | Sanctions

Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK 30,000,000.

Resurs Bank receives a remark and an administrative fine

2016-09-13 | Sanctions Bank

Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.

2015

Handelsbanken receives a remark and is ordered to pay an administrative fine

2015-05-19 | Sanctions Bank

Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient information about customers and their business relations. The bank's system for reviewing transactions has also been deficient.

Nordea receives a warning and is ordered to pay the maximum administrative fine

2015-05-19 | Sanctions Bank

There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder money or finance terrorism that they could have done so without Nordea having been able to detect this.

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