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• FI sanctions SBB for deficiencies in its consolidated financial statements

  • Marknad
  • Publicerat
  • Sanktioner
  • Nyheter
  • Redovisning

  Publicerad 2026-02-18 - The deficiencies entailed that the reported consolidated profit for 2021 was too high, the consolidated statement of financial position at the end of the year…

• Decision: Caution and administrative fine

  to the date the agreement was signed.
• Nasdaq Stockholm receives a remark and an administrative fine

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  Publicerad 2024-06-19 - Finansinspektionen has decided to issue Nasdaq Stockholm Aktiebolag a remark and an administrative fine of SEK 100 million.

• Decision: Remark and administrative fine

  was due to the human factor in handling the case.
• My Change Scandinavia receives an injunction to cease its operations

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  • Sanktioner
  • Betalningar

  Publicerad 2023-05-26 - Finansinspektionen is issuing an injunction to My Change Scandinavia AB (My Change) to cease its currency exchange operations. It shall have ceased its…

• Decision: Injunction to cease operations

  The Court of Appeal ruled in a case that the violation was systematic since the company had designed its procedures and guidelines in a way that enabled
• Swedbank receives a remark and an administrative fine

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  • Sanktioner

  Publicerad 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.

• Decision: Remark and administrative fine – Swedbank AB

  was correct.
• Moneygram receives injunction to take remedial action

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  Publicerad 2022-09-13 - Moneygram International SPRL has not applied a sufficient scope to its assessment of the risks of its operations in Sweden being used for money laundering.…

• Decision (Summary)

  The investigation was limited to a review of how the company complies with the Anti-Money Laundering Act’s rules regarding its general risk assessment
• Nordnet Bank receives a remark and an administrative fine

  • Bank
  • Marknad
  • Konsumentskydd
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  • Sanktioner

  Publicerad 2022-05-25 - Nordnet Bank is being issued a remark and must pay an administrative fine of SEK 100 million.

• Nordnet Bank receives a remark and an administrative fine

  The investigation was initiated by the short-selling transactions of Nordnet’s customers in shares of Moment Group AB on 19 February 2021 that resulted
• Trustly Group receives warning and administrative fine

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  • Sanktioner

  Publicerad 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130  million. The company is also ordered to address certain deficiencies.

• Decision: Trustly Group AB

  This was proven when Trustly’s assumption was shown to be completely wrong, when a subsequent review identified that several hundred customers had an
• ClearOn receives warning and administrative fine

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  Publicerad 2022-02-22 - ClearOn is receiving a warning and must pay an administrative fine of SEK 14 million.

• Decision: ClearOn AB (Summary)

  Several of these violations are due to ClearOn having had business relationships with significantly more customers than it was aware of.
• Danske Bank receives injunction to take remedial action

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  • Sanktioner

  Publicerad 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing.…

• Decision: Injunction for Danske Bank to take remedial action

  The bank’s response to the verification letter was received on 8 February 2021, and the bank presented action plans.
• Maiden Life receives warning and administrative fine

  • Försäkring
  • Publicerat
  • Sanktioner

  Publicerad 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.

• FI's decision on Maiden Life Försäkrings AB

  the risk management function that was meant.
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

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  Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• AK Nordic AB receives a remark and an administrative fine

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  • Sanktioner

  Publicerad 2020-10-14 - Finansinspektionen is issuing AK Nordic AB a remark. AK Nordic AB shall also pay an administrative fine of SEK 20,000,000.

• FI:s decision (Summary)

  The investigation shows that the company was in violation of the regulations on repeated occasions during the period in question.
• SEB receives remark and administrative fine of SEK 1 billion

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  • Sanktioner

  Publicerad 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

• Decision: remark and administrative fine

  Decision: order of correction
• JM receives a caution and an order to follow financial reporting rules

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  • Redovisning

  Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…

• Decision: Caution and order of correction

  elected when the association was formed.
• Withdrawn authorisation for Exceed Capital Sverige AB

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  Publicerad 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…

• Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)

  It was also noted that the compliance function and the risk compliance function have done very little to monitor that the requirements placed on investment
• Swedbank receives a warning and an administrative fine of SEK 4 billion

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  • Sanktioner

  Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

• FI's decision

  Before the AFC was established, there was a Group unit called Group Security Investigations (GSI) that was established in 2017.
• Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

  • Publicerat
  • Sanktioner

  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…

• Remark and administrative fine - Nasdaq Stockholm Aktiebolag

  This information was supplemented with two onsite visits.
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

  • Publicerat
  • Sanktioner

  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag

  This information was supplemented with two onsite visits.
• Resurs Bank receives a remark and an administrative fine

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  • Publicerat
  • Sanktioner

  Publicerad 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.

• Finansinspektionen’s decision on Resurs Bank

  There was a previous provision that was to some extent similar to the new provision.
• Trig Social Media breached accounting rules

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  • Redovisning

  Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…

• FI:s decision regarding Trig Social media

  In its response, Trig said that it was going to publish a corrected report.
• Nordea receives a warning and is ordered to pay the maximum administrative fine

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  Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…

• FI's decision regarding Nordea

  the customer in question in an adequate way.
• Handelsbanken receives a remark and is ordered to pay an administrative fine

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  Publicerad 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…

• FI's decision regarding Handelsbanken

  The average number of employees in 2014 was approximately 11,700.
• Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed

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  • Sanktioner

  Publicerad 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…

• FI:s decision about Skandiabanken

  The Bank was also informed that Finansinspektionen was deliberating upon an intervention.
• FI withdraws the authorisation of Festival International

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  Publicerad 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.

• FI's decision to withdraw the authorisation of Festival International

  The investigation shows that Festival, even after the company’s attention was called to the fact that it lacked the requisite authorisation, continued