Sök på fi.se

Din sökning gav 378 träffar

• Fund

  • Marknad
  • Rapportering

  Publicerad 2023-11-27 - Reporting requirements for Swedish management companies and alternative investment funds.
• Alternative investment funds

  • Marknad
  • Rapportering

  Publicerad 2024-03-21 - Alternative investment funds
• UCITS funds

  • Marknad
  • Rapportering

  Publicerad 2024-03-21 - UCITS funds
• Reporting of holdings

  • Marknad
  • Rapportering

  Publicerad 2024-03-21 - Reporting of holdings
• The TRS2 test environment closed 28 May for maintenance

  • Marknad
  • Publicerat
  • Rapportering
  • Nyheter

  Publicerad 2024-05-27 - On Tuesday, 28 May, the TRS2 test environment will be closed for maintenance. It will still be possible to submit TR files, but feedback will not be sent…
• The TRS2 test environment closed May 16 for maintenance

  • Marknad
  • Rapportering

  Publicerad 2024-05-08 - On Thursday, 16 May, the TRS2 test environment will be closed for maintenance.
• Operational disruptions in TRS 2 18–19 May

  • Marknad
  • Rapportering

  Publicerad 2024-05-06 - There may be minor disruptions to both the production environment and the test environment of the TRS 2 system on 18–19 May due to planned maintenance.
• About the EMIR College

  • Marknad
  • Emir

  Publicerad 2024-04-26 - About the EMIR College
• PDMR transactions

  • Marknad

  Publicerad 2023-09-20 - Persons discharging managerial responsibilities within an issuer or an emission allowance market participant shall report transactions they have made in…
• Major shareholding notifications

  • Marknad

  Publicerad 2024-01-22 - Major shareholders are obliged to submit major shareholding notifications concerning changes to their holdings in companies whose shares are admitted to…
• Inside information

  • Marknad

  Publicerad 2023-11-06 - An issuer on a regulated market (stock exchange – e.g. Nasdaq Stockholm and NGM Main Regulated) or a multilateral trading facility (MTF) (e.g. Spotlight Stock…
• Home member state

  • Marknad

  Publicerad 2023-05-12 - The purpose of the rules concerning home member state is to specify a competent authority for supervision under the regulations in the Transparency Directive.…
• Supervisory review

  • Marknad

  Publicerad 2024-06-25 - This section contains information concerning the general criteria and methodologies used in the supervisory review and evaluation process by the Swedish…

• Supervisory review 2023

  Supervisory review 2022

  Supervisory review 2021
• Statistical data

  • Marknad

  Publicerad 2024-06-25 - This section contains statistical data on key aspects of the implementation of the prudential framework in Sweden. For an overview regarding statistical data…

• Statistical data 2023

  Statistical data 2022

  Statistical data 2021
• PDMR transactions

  • Marknad
  • Rapportering

  Publicerad 2023-10-03 - Persons discharging managerial responsibilities, and closely associated persons, must report to Finansinspektionen changes in their holdings.

• Instructions: Transaction reporting in the PDMR transactions register

  Guidance – transaction categories

  Reset password

  Service announcements

  Guidelines for administrative fines for certain infringements of Article 19 of the EU’s Market Abuse Regulation
• Transaction Reporting MiFID2/MiFIR

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2024-05-06 - The MiFID II directive and the MiFIR regulation entered into force on 3 January 2018. The new rules apply to all firms providing investment services or…

• Securities (MiFID/MiFIR)

  Final Report: Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

  ESMA Updates Q&A on MiFIR Data Reporting

  Guidelines: Transaction reporting, order record keeping and clock synchronisation under MiFID 2
• FAQ TRS 2

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2023-10-09 - FAQ TRS 2
• Q&A about LEI codes

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2023-10-10 - Q&A about LEI codes
• Test reporting in the TRS2 system

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2024-05-27 - On 3 January 2018, when the MiFID II Directive and the MiFIR Regulation enter into force, a new transaction reporting system (TRS2) will open for reporting.…
• EEA-based AIF managers

  • Marknad

  Publicerad 2023-09-01 - A foreign AIF manager based in a country within the EEA is able to pursue its activities in Sweden.
• Excerpts from European Enforcers Coordination Sessions decision database – for harmonised financial reporting supervision in the EU

  • Marknad
  • Redovisning

  Publicerad 2023-10-18 - The European Securities and Markets Authority (ESMA) regularly publishes supervision decisions regarding issuers’ financial reports that are made by…
• Rules and guidance

  • Marknad

  Publicerad 2024-06-25 - This section contains information concerning national laws, regulations and administrative rules adopted in Sweden in the field of prudential supervision.

• Rules and guidance 2023

  Rules and guidance 2022

  Rules and guidance 2021
• Options and national discretions

  • Marknad

  Publicerad 2024-06-25 - This section contains information concerning how options and national discretions embedded in Directive (EU) 2019/2034 and Regulation (EU) 2019/2033 are…

• Options and national discretions 2023

  Options and national discretions 2022

  Options and national discretions 2021
• License to be registered as manager of units or shares

  • Marknad
  • Fond

  Publicerad 2023-09-15 - If a fund company’s register of shareholders is kept by an organisation which is not a Swedish central securities depository, an authorisation from the…
• Cross-border distribution of collective investment undertakings [EU] 2019/1156

  • Marknad
  • Fond

  Publicerad 2024-03-18 - This page contains information on the national laws, regulations and administrative provisions governing the marketing requirements referred to in Article…
• Market abuse

  • Marknad
  • Publicerat
  • Marknadsmissbruk

  Publicerad 2024-04-30 - Finansinspektionen (FI) monitors that the market complies with the Market Abuse Regulation (MAR).
• Updated approach to assessing Pillar 2 guidance for Swedish banks

  • Bank
  • Marknad
  • Kapitaltäckning
  • Publicerat
  • Särskilda PM & beslut
  • Nyheter

  Publicerad 2023-05-31 - Finansinspektionen has decided on an updated approach for assessing the size of the Pillar 2 guidance for Swedish banks. The updated method contains in part…

• Updated approach to assessing Pillar 2 guidance for Swedish banks
• Planned maintenance of the TRS 2-systems test environment

  • Marknad
  • Publicerat
  • Rapportering
  • Nyheter

  Publicerad 2023-08-29 - The TRS 2 system's test environment will be closed for maintenance on Wednesday, 6 September.
• TRS 2 system closed on 27 September

  • Marknad
  • Publicerat
  • Rapportering
  • Nyheter

  Publicerad 2023-09-14 - TRS 2 system closed on Wednesday, 27 September.
• On Saturday, 10 June, until Sunday, 11 June, TRS 2 will be closed for maintenance

  • Marknad
  • Publicerat
  • Rapportering
  • Nyheter

  Publicerad 2023-06-02 - It will be possible to submit TR files, but feedback will not be sent until after 12 pm on Monday 12 June.