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Din sökning på "International Compliance Commission" gav 217 träffar

• Nasdaq Stockholm receives a remark and an administrative fine

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  Publicerad 2024-06-19 - Finansinspektionen has decided to issue Nasdaq Stockholm Aktiebolag a remark and an administrative fine of SEK 100 million.

• Decision: Remark and administrative fine
• JM receives a caution and an order to follow financial reporting rules

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  Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated … As a listed company, JM is obligated to apply the international financial reporting standards adopted

• Decision: Caution and order of correction
• Moneygram receives injunction to take remedial action

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  Publicerad 2022-09-13 - Moneygram International SPRL has not applied a sufficient scope to its assessment of the risks of its … Moneygram International SPRL is a foreign payment institution that conducts business in Sweden through

• Decision (Summary)
• Maiden Life receives warning and administrative fine

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  Publicerad 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.

• FI's decision on Maiden Life Försäkrings AB
• Swedbank receives a warning and an administrative fine of SEK 4 billion

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  Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

• FI's decision
• AK Nordic AB receives a remark and an administrative fine

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  Publicerad 2020-10-14 - Finansinspektionen has investigated the company's compliance with the regulations on minimum requirements

• FI:s decision (Summary)
• Swedbank får sanktionsavgift för sen flaggning

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  Publicerad 2024-09-09 - Swedbank får sanktionsavgift för sen flaggning i Oscar Properties Holding AB.

• FI:s beslut
• SEB receives remark and administrative fine of SEK 1 billion

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  Publicerad 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

• Decision: remark and administrative fine

  Decision: order of correction
• Trustly Group receives warning and administrative fine

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  Publicerad 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130  million. The company is also ordered to address certain deficiencies.

• Decision: Trustly Group AB
• Resurs Bank receives a remark and an administrative fine

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  Publicerad 2016-09-13 - FI has investigated Resurs Bank's compliance with the regulations regarding consolidated situations (

• Finansinspektionen’s decision on Resurs Bank
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

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  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag
• Armistice Capital får sanktionsavgift för sen flaggning i Moberg Pharma

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  Publicerad 2022-01-26 - Armistice Capital LLC ska betala en sanktionsavgift på 2 000 000 kronor för att för sent ha anmält till Finansinspektionen att dess innehav av aktier och…

• FI:s beslut om sanktionsavgift
• Swedbank receives a remark and an administrative fine

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  Publicerad 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.

• Decision: Remark and administrative fine – Swedbank AB
• Trig Social Media breached accounting rules

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  Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…

• FI:s decision regarding Trig Social media
• Amal Express shall pay an administrative fine

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  Publicerad 2024-11-13 - Finansinspektionen has investigated Amal's compliance with the anti-money laundering regulations and

• Decision regarding administrative fine
• Partner Fondkommission receives a remark and an administrative fine

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  Publicerad 2024-12-11 - Finansinspektionen has investigated Partner's compliance with its obligation to report executed transactions

• Partner Fondkommission receives a remark and an administrative fine
• Klarna receives a remark and an administrative fine

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  Publicerad 2024-12-11 - FI has investigated during the period 1 April 2021–31 March 2022 Klarna's compliance with the anti-money

• Klarna receives a remark and an administrative fine
• Trig Social media får erinran och straffavgift

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  Publicerad 2016-01-19 - Trig Social Media AB (publ) får en erinran. Företaget ska även betala en straffavgift på 300 000 kronor.

• FI:s beslut om Trig Social Media

  FI:s decision regarding Trig Social Media
• Moneygram får föreläggande att göra rättelse

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  Publicerad 2022-09-06 - Moneygram International SPRL har inte gjort en tillräckligt omfattande bedömning av riskerna för att … Moneygram International SPRL är ett utländskt betalningsinstitut som bedriver verksamhet i sverige genom

• Föreläggande att göra rättelse
• Danske Bank receives injunction to take remedial action

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  Publicerad 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing.…

• Decision: Injunction for Danske Bank to take remedial action
• Nordnet Bank får anmärkning och sanktionsavgift

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  Publicerad 2022-05-25 - Nordnet Bank får en anmärkning och ska betala en sanktionsavgift på 100 miljoner kronor.

• Beslut: Anmärkning och sanktionsavgift - Nordnet Bank AB

  Beslut: Avvisning av överklagande (2022-06-23)

  Förvaltningsrättens dom (2022-10-05)

  Kammarrättens beslut 2023-12-20

  Högsta förvaltningsdomstolens beslut 2024-02-21

  Förvaltningsrätten avslag på överklagan (2025-06-13)
• Nordnet Bank receives a remark and an administrative fine

  • Bank
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  • Konsumentskydd
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  Publicerad 2022-05-25 - Nordnet Bank is being issued a remark and must pay an administrative fine of SEK 100 million.

• Nordnet Bank receives a remark and an administrative fine
• My Change Scandinavia receives an injunction to cease its operations

  • Penningtvätt
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  • Betalningar

  Publicerad 2023-05-26 - Finansinspektionen has investigated the firm's compliance with the Anti-Money Laundering and Counter-Terrorist

• Decision: Injunction to cease operations
• Nasdaq Stockholm får en anmärkning och 100 miljoner kronor i sanktionsavgift

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  Publicerad 2024-06-19 - Finansinspektionen (FI) ger Nasdaq Stockholm en anmärkning och en sanktionsavgift på 100 miljoner kronor för överträdelser av gällande regelverk.

• Beslut: Anmärkning och sanktionsavgift - Nasdaq Stockholm
• Withdrawn authorisation for Exceed Capital Sverige AB

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  Publicerad 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…

• Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
• ClearOn receives warning and administrative fine

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  Publicerad 2022-02-22 - Finansinspektionen has investigated ClearOn's compliance with the Money Laundering and Terrorist Financing

• Decision: ClearOn AB (Summary)
• Anoto Group receives a caution and an administrative fine

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  Publicerad 2025-03-13 - Finansinspektionen has decided to issue Anoto Group a caution and an administrative fine of SEK 900,000 for violations of the rules governing the preparation…

• Decision Anoto Group
• Lazard Asset Management får sanktionsavgift för sen flaggning i Karnov Group AB (publ)

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  Publicerad 2022-03-23 - Lazard Asset Management LLC ska betala en sanktionsavgift med 185 000 kronor för att för sent ha anmält till Finansinspektionen att dess innehav av aktier i…

• FI:s beslut om sanktionsavgift
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

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  Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• Nordea receives a warning and is ordered to pay the maximum administrative fine

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  Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…

• FI's decision regarding Nordea