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Din sökning på "International Compliance Commission" gav 163 träffar

• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
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  There shall be current and appropriate internal control mechanisms in place which ensure compliance
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
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  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Chapter 7 Section 2 International accounting standards as adopted by the European Commission in
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
  • Försäkring
  • Försäkringsföretag

  by references to Commission Implementation Regulation (EU) 2023/894. … Assets reported with another international identifier, such as a CUSIP or SEDOL, are considered not
• General guidelines regarding remuneration policies in stock exchanges
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  • Börs och clearing

  In this context, variable remuneration includes salary that is not commission-based and not linked
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
  • Marknad
  • Fond

  Control function: a Swedish management company's function(s) for risk management, compliance and internal
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:8) regarding insurance business
  • Försäkring
  • Försäkringsföretag

  by a reference to Commission Implementation Regulation (EU) 2023/895. … for direct insurance per claim year when it discloses technical provisions in accordance with the Commission
• Finansinspektionen’s regulations and general guidelines regarding certain insurance associations granted dispensation
  • Försäkring
  • Försäkringsföretag

  contain information and forecasts concerning 1. operating expenses, particularly running costs and commission
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
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  • Bank och kredit
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  • Försäkringsförmedlare
  • Värdepappersinstitut

  Variable remuneration does not include commission-based salary not linked to future risk commitment
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions
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  • Bank och kredit
  • Värdepappersinstitut

  Control function: a function for risk control, compliance or internal audit. 7.
• Regulations amending Finansinspektionen’s regulations (FFFS 2011:1) regarding remuneration structures in credit institutions and investment firms
  • Bank
  • Marknad
  • Bank och kredit
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  • Värdepappersinstitut

  Control function: The firm’s function(s) for risk control, compliance and internal audit or the equivalent
• Regulations amending Finansinspektionen’s regulations (FFFS 2011:1) regarding remuneration structures in credit institutions and investment firms
  • Bank
  • Marknad
  • Bank och kredit
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  • Värdepappersinstitut

  Control function: The firm’s function(s) for risk control, compliance and internal audit or the equivalent
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
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  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  C5 C58 Foreign credit institutions C152 Foreign credit institutions , including international
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut
  • Tjänstepensionsföretag

  clarify that when the term "insurance undertaking" is used in the definition of "institutions with an international … adopted by the European Commission in accordance with Article 3 of Regulation (EC) no. 1606/2002 of
• Finansinspektionen’s general guidelines regarding remuneration policies in stock exchanges and clearing organisations
  • Marknad
  • Börs och clearing

  In this context, variable remuneration includes salary that is not commission-based and not linked
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:11) regarding measures against money laundering and terrorist financing
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Betaltjänster
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Försäkringsförmedlare
  • Värdepappersinstitut

  Section 1a An undertaking that does not appoint an anti-money-laundering compliance officer pursuant
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:49) regarding institutions for electronic money and registered issuers
  • Bank
  • Bank och kredit
  • Elektroniska pengar

  Chapter 7 Section 8 In order to enable the compliance function to discharge its duties correctly,
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reporting by credit institutions and investment firms
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Chapter 7 Section 2 International accounting standards that have been adopted by the European Commission
• Finansinspektionen’s regulations and general guidelines regarding annual accounts at insurance undertakings and institutions for occupational retirement provision
  • Försäkring
  • Försäkringsföretag
  • Tjänstepensionsföretag

  amendments, FI is removing the requirement on unlisted firms that prepare consolidated accounts to apply international … accounting standards: international accounting standards that have been adopted by the European Commission
• Regulations repealing Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities.
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  • Bank och kredit
  • Värdepappersinstitut

  the regulations due to the introduction of joint EU rules on the reporting of interest rate risk in Commission
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding the annual accounts of credit institutions and investment companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Chapter 7 Section 2 International accounting standards as adopted by the European Commission in
• Regulations repealing Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments.
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  • Bank och kredit
  • Värdepappersinstitut

  regulations since an institution must submit information about its aggregate capital requirements pursuant to Commission
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:27) regarding simplified annual accounts at insurance undertakings granted dispensation.
  • Försäkring
  • Försäkringsföretag

  FI removes the references in the general guidelines to Chapter 4, section 5 to the international accounting
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
  • Marknad
  • Fond

  Control function: A Swedish management management company's function(s) for risk management, compliance
• Regulationsamending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual accounts for credit institutions and securities companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  FI adapts and clarifies the accounting regulations due to the new international accounting standards … Commission income 6. Commission expense 7. Net result of financial transactions 8.
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2010:3) regarding payment institutions and registered payment service providers
  • Bank
  • Bank och kredit
  • Betaltjänster

  FFFS 2018:6 10 Section 8 In order to enable the compliance function to discharge its duties correctly
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
  • Marknad
  • Fond

  Control function: a Swedish management management company's function(s) for risk management, compliance
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS;
  • Marknad
  • Fond

  Control function: A fund management company’s function(s) for risk management, compliance and internal
• Finansinspektionen’s regulations regarding Swedish UCITS
  • Marknad
  • Fond

  an effective compliance function.
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Värdepappersinstitut
  • Övriga verksamheter

  Legal persons only need to report information about compliance officers and complaint officers if they
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions
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  • Bank och kredit

  The delegated regulation for MiFID 2: Commission Delegated Regulation (EU) 2017/565 of 25 April 2016