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• Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

  • Publicerat
  • Sanktioner

  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…

• Remark and administrative fine - Nasdaq Stockholm Aktiebolag
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

  • Marknad
  • Emir
  • Publicerat
  • Sanktioner

  Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• FI withdraws the authorisation of investment firm Exceed

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  • Marknad
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  • Nyheter

  Publicerad 2020-06-02 - June, at 2:00 PM. … Press conference Time and date: Tuesday, 2 June, 2:00 PM Place: Finansinspektionen, Brunnsgatan

• Withdrawn authorisation for Exceed Capital Sverige AB (Summary)
• My Change Scandinavia receives an injunction to cease its operations

  • Penningtvätt
  • Publicerat
  • Sanktioner
  • Betalningar

  Publicerad 2023-05-26 - My Change is a registered currency exchanger pursuant to section 2 of the Certain Financial Operations

• Decision: Injunction to cease operations
• Withdrawn authorisation for Exceed Capital Sverige AB

  • Försäkring
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  Publicerad 2020-06-02 - The business must be wound up no later than 2 September 2020.

• Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
• Resurs Bank receives a remark and an administrative fine

  • Bank
  • Publicerat
  • Sanktioner

  Publicerad 2016-09-13 - As of 2 August 2014, FI is able to issue significantly higher administrative fines than what was previously

• Finansinspektionen’s decision on Resurs Bank
• Swedbank receives a remark and an administrative fine

  • Bank
  • Publicerat
  • Sanktioner

  Publicerad 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.

• Decision: Remark and administrative fine – Swedbank AB
• Trustly Group receives warning and administrative fine

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  • Penningtvätt
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  • Sanktioner

  Publicerad 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130  million. The company is also ordered to address certain deficiencies.

• Decision: Trustly Group AB
• Reinhold Europe shall pay penalty fee for the failure to publish financial information

  • Marknad
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  Publicerad 2014-05-13 - By a decision made on May 12th 2014, Finansinspektionen has decided that Reinhold Europe AB (formerly Reinhold Polska AB) shall pay a penalty fee of SEK 1 500…

• FI:s decision about penalty fee for Reinhold Europa (in Swedish)

  The Administrative Court rejection (in Swedish)

  The Administrative Court of Appeal rejection (in Swedish)

  The Supreme Administrative Court's decision (in Swedish)
• Maiden Life receives warning and administrative fine

  • Försäkring
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  • Sanktioner

  Publicerad 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.

• FI's decision on Maiden Life Försäkrings AB
• Moneygram receives injunction to take remedial action

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2022-09-13 - Moneygram International SPRL has not applied a sufficient scope to its assessment of the risks of its operations in Sweden being used for money laundering.…

• Decision (Summary)
• Resurs Bank receives a remark and an administrative fine

  • Bank
  • Konsumentskydd
  • Publicerat
  • Sanktioner

  Publicerad 2022-06-22 - Resurs Bank is being issued a remark and must pay an administrative fine of SEK 50 million.

• Resurs Bank receives a remark and an administrative fine
• Svea Bank receives a remark and an administrative fine

  • Bank
  • Konsumentskydd
  • Publicerat
  • Sanktioner

  Publicerad 2022-06-22 - Svea Bank is being issued a remark and must pay an administrative fine of SEK 45 million.

• Svea Bank receives a remark and an administrative fine
• Danske Bank receives injunction to take remedial action

  • Bank
  • Penningtvätt
  • Publicerat
  • Sanktioner

  Publicerad 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing.…

• Decision: Injunction for Danske Bank to take remedial action
• Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed

  • Bank
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  • Sanktioner

  Publicerad 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…

• FI:s decision about Skandiabanken
• Nord Fondkommission AB’s authorisation is withdrawn

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  • Sanktioner

  Publicerad 2021-10-13 - Finansinspektionen (FI) is withdrawing all of Nord Fondkommission AB’s (Nord) authorisations due to severe deficiencies, in part in the company’s advisory…

• Decision: Withdrawal of authorisation for Nord Fondkommission AB
• SEB receives remark and administrative fine of SEK 1 billion

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  • Sanktioner

  Publicerad 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

• Decision: remark and administrative fine

  Decision: order of correction
• NGM's licence reinstated

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  Publicerad 2008-12-02 - The Stockholm County Administrative Court has decided that NGM's licence to operate a regulated market and trading facility shall not be revoked. NGM shall…

• FI withdraws NGM's licence (in Swedish)

  The Administrative court's decision
• Swedbank receives a warning and an administrative fine of SEK 4 billion

  • Bank
  • Penningtvätt
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  • Sanktioner

  Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

• FI's decision
• JM receives a caution and an order to follow financial reporting rules

  • Marknad
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  • Sanktioner
  • Redovisning

  Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…

• Decision: Caution and order of correction
• AK Nordic AB receives a remark and an administrative fine

  • Bank
  • Publicerat
  • Sanktioner

  Publicerad 2020-10-14 - Finansinspektionen is issuing AK Nordic AB a remark. AK Nordic AB shall also pay an administrative fine of SEK 20,000,000.

• FI:s decision (Summary)
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

  • Publicerat
  • Sanktioner

  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag
• Trig Social Media breached accounting rules

  • Marknad
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  • Redovisning

  Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…

• FI:s decision regarding Trig Social media
• Handelsbanken receives a remark and is ordered to pay an administrative fine

  • Bank
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  • Sanktioner

  Publicerad 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…

• FI's decision regarding Handelsbanken
• Nordea receives a warning and is ordered to pay the maximum administrative fine

  • Bank
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  • Sanktioner

  Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…

• FI's decision regarding Nordea
• FI withdraws the authorisation of Exchange Finans

  • Bank
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  • Sanktioner

  Publicerad 2014-01-14 - Finansinspektionen withdraws the authorisation to conduct financing business of Exchange Finans Europe.

• FI's decision to withdraw the authorisation of Exchange Finans Europe
• FI withdraws the authorisation of Festival International

  • Marknad
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  • Sanktioner

  Publicerad 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.

• FI's decision to withdraw the authorisation of Festival International