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Din sökning på "Wilkinson Bennings Securities" gav 208 träffar

• Regulations regarding quarterly statistics for some securities companies
  • Marknad
  • Värdepappersinstitut

  The regulations dictate how some securities companies and branches of foreign securities companies shall … Securities companies that – trade in financial instruments on their own account without simultaneously
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  An addition is made so the provisions in the regulations that apply to other securities companies that … companies that must apply the Annual Accounts for Credit Institutions and Securities Companies Act
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
  • Marknad
  • Fond

  business (securities regulations).
• Regulations amending Finansinspektionen’s Regulations (FFFS 2013:10) regarding alternative investment fund managers
  • Marknad
  • Fond

  business (the securities regulations).
• Regulations regarding securities business
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The principles for investment firms' activities contained in the Securities Market Act are also explained … operations and foreign firms conducting authorised securities activities through branches in Sweden
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope is changed such that groups where a securities company is the parent undertaking shall be subject … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The regulations have been amended so that some provisions do not apply to securities companies – with … companies that must apply the Annual Accounts for Credit Institutions and Securities Companies Act
• Regulations amending Finansinspektionen's regulations (FFFS 2010:7) regarding the management and disclosure of liquidity risks for credit institutions and investment firms
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … as referred to in Chapter 1, section 2, first paragraph, point 7c–g of the Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … Special Supervision and Capital Buffers Ordinance (2014:993) and Chapter 6, section 1, point 56 of the Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … savings banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, 6. securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … savings banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, 6. securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … as referred to in Chapter 1, section 2, first paragraph, point 7c–g of the Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  The amendments apply to securities institutions. … Finansinspektionen prescribes1 pursuant to Chapter 6, section 1, points 14–17 and 29 of the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2010:1) regarding quarterly statistics for some securities companies
  • Marknad
  • Värdepappersinstitut

  Securities lent out under securities lending operations shall remain on the original owner’s balance
• General Guidelines regarding Securities Operations
  • Marknad
  • Värdepappersinstitut

  Qualifications requirement for employees in Swedish securities institutions 1 § A Swedish securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2002:11) concerning the obligation to submit information of trading in certain financial instruments by electronic means
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  aim to adapt the regulations to changes to the Markets in Financial Instruments Regulation and the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 61 of the Securities Market Ordinance
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The regulations have been amended so that they no longer include groups where a very large securities … A20 Issued securities Repurchased own issued securities should be deducted from this balance sheet
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  Requirements Regulation (575/2013/EU) are subject to the correct provisions and small and non-interconnected securities … A securities company in accordance with Chapter 8, section 1c, first paragraph of the Securities Market
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 56 of the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) governing investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  The amendments refer to the conditions for a securities institution to be allowed to receive investment … Market Act (2007:528) if – the securities institution has signed an agreement with a third party
• Finansinspektionen’s regulations regarding the obligation of firms conducting securities business through branches in Sweden to report certain information
  • Försäkring
  • Försäkringsföretag

  Undertakings domiciled outside of the EEA that conduct securities business from a branch in Sweden with … business from a branch in Sweden with authorisation pursuant to Chapter 4, section 4 of the Securities
• Finansinspektionen’s general guidelines on credits in consumer relationships
  • Bank
  • Marknad
  • Bank och kredit
  • Betaltjänster
  • Elektroniska pengar
  • Värdepappersinstitut
  • Övriga verksamheter

  6, section 4 of the Banking and Financing Business Act (2004:297); and Chapter 9, section 1 of the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Finansinspektionen prescribes pursuant to Chapter 6, section 1 of the Securities Market Ordinance (2007
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope is changed such that securities companies, with the exception of those that will continue to … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 56 of the Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  The scope is changed such that securities companies, with the exception of those that will continue to … Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, points 9–13 of the Securities
• Regulations repealing Finansinspektionen’s regulations (FFFS 2018:9) regarding the reporting of data on own funds requirements for certain securities companies
  • Marknad
  • Värdepappersinstitut

  Finansinspektionen's regulations (FFFS 2018:9) regarding the reporting of data on own funds requirements for certain securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, points 56 and 58 of the Securities Market
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  The scope is changed so that securities companies, with the exception of those that will continue to … Finansinspektionen prescribes pursuant to Chapter 6, section 1, points 9–13 of the Securities Market
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:22) regarding position limits
  • Marknad
  • Börs och clearing
  • Värdepappersinstitut

  Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 45 of the Securities Market Ordinance
• Finansinspektionen’s general guidelines regarding credits in consumer relationships
  • Bank
  • Marknad
  • Bank och kredit
  • Betaltjänster
  • Elektroniska pengar
  • Värdepappersinstitut
  • Övriga verksamheter

  6, section 4 of the Banking and Financing Business Act (2004:297); and Chapter 9, section 1 of the Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Värdepappersinstitut
  • Övriga verksamheter

  that information must be provided on firms that are part of a consolidated situation, pursuant to the Securities … business without being subject to authorisation pursuant to Chapter 2, section 15 of the Securities